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Q: Who are restricted persons NASD rule 2790?
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NASD Rule 2790 restricted persons states that a restricted person may not own more than 10 of a stock How does this effect a stockholders preemptive rights to maintain their share?

NASD 2790 has quite a few exemptions and provisions; one of those regarding restricted persons who already own shares of the stock. This provision allows a restricted person, who already owns shares of the given security, to purchase shares of the new issue if doing so will keep their equity interest at the same level. The buyer must have owned the shares for at least one year prior to the offering and the new shares may not be resold for 3 months following the effective date. With regard to the a restricted person not being allowed to own more than 10% of a stock: anyone who owns more than 10% of a BROKERAGE FIRM is considered restricted. Although if they have owned the 10% more than a year prior to the new offering then they can be considered exempt and purchase stocks for their own account. Hope this helps! Jennifer


What rule rules a persons public life?

Laws of government A+


Which is the most valid definition for government?

the person or persons who rule a country


What is the rule regarding the number of persons on your roster?

I am trying to find about the number of persons one team can have on his roster? This is all personell affilliated with the team? Does this include "RED SHIRTS"? Also in regard to scholarships what is the new rule?


What is the rule of law as opposed to the rule of persons?

Men die, want power, try to get rich, and change their minds. Law stays the same, is consistent through the years and can be applied with other laws.


What was true about the one drop rule?

It determined a persons status under the black codes- APEX!


Is it true that the ability to see Soldier Records is restricted by an iPERMS rule to allow a specific group of Soldiers and set of documents?

TRUE


Is the ability to see a soldier records restricted by an iperms rule to allow a specific group of soldiers and set of documents?

true


Why did Romans form a republic instead of having a king?

The Romans formed a republic in order to allow them to rule themselves and not have to take orders from one individual. In their method of self rule, the Romans restricted the length of time a man held political office and also restricted the length of time he had to wait before he could serve again.


What is vessel restricted in her ability to maneuver?

72 COLREGS Navigational Rules of the Road. International Rule 3 General Definitions (g) The term "vessel restricted in her ability to maneuver" means a vessel which from the nature of her work is restricted in her ability to maneuver as required by these Rules and is therefore unable to keep out of the way of another vessel.


What is a vessel restricted in her ability to maneuver?

72 COLREGS Navigational Rules of the Road. International Rule 3 General Definitions (g) The term "vessel restricted in her ability to maneuver" means a vessel which from the nature of her work is restricted in her ability to maneuver as required by these Rules and is therefore unable to keep out of the way of another vessel.


Why the branches of government share power?

so that no one person or persons rule the government ; to avoid anarchy